European Financial Compliance
European Financial Compliance

Services

Financial, tax, regulatory and documentary analysis for governments, banks, financial institutions and large corporations. Services provided by a private firm.

01 / 05

Financial Audit

Independent examination of financial information and supporting documentation.

The work aims to provide a clear reading of the entity's financial position: consistency between records, statements and supporting evidence, and early detection of deviations requiring internal analysis. It is a private, independent review, not a statutory audit of accounts.

Reference framework: Regulation (EU) 2022/2554 (DORA) as context for operational resilience in the financial sector, where relevant.

  • Review of records and financial statements
  • Cross-checking of supporting documentation
  • Identification of findings for internal analysis
02 / 05

Transaction Control

Analysis of financial transactions, processes and documentary traceability.

The review focuses on consistency between what was transacted and what was documented: flows, internal authorisations and supporting records. The aim is to give the entity an orderly view of its operations and of the issues worth monitoring.

Reference framework: Directive (EU) 2015/849 (prevention of money laundering and terrorist financing) and Regulation (EU) 2022/2554 (DORA), as sources of contrast depending on the nature of the analysis.

  • Review of flows and transactions
  • Analysis of documentary consistency
  • Identification of operational issues
03 / 05

Taxation and Tax Calculation

Tax review and analysis of tax calculations in the applicable context.

The analysis starts from the available tax documentation and contrasts the calculations with the tax criteria applicable in each jurisdiction. It does not replace official tax advice or the interpretation of the competent tax administrations.

Regulatory context: national and European tax rules applicable in each jurisdiction under review.

  • Review of tax documentation
  • Verification of tax calculations
  • Analysis of applicable tax criteria
04 / 05

Regulation and Compliance

Regulatory and legal analysis supporting internal compliance processes.

The work consists of identifying the regulatory frameworks relevant to each activity and contrasting the entity's internal procedures against them, documenting findings and observations in an orderly and traceable manner.

Frequent reference frameworks: Regulation (EU) 2016/679 (GDPR), Regulation (EU) 2022/2554 (DORA), Regulation (EU) 2023/1114 (MiCA) and Directive (EU) 2015/849, depending on the nature of the analysis.

  • Analysis of regulatory frameworks
  • Review of compliance procedures
  • Documentation of findings and observations
05 / 05

Cross-border Document Review

Assessment of documentation related to operations across European jurisdictions.

The review covers contracts, supporting records and documentation linked to operations spanning several jurisdictions, with attention to formal consistency and the completeness of the documentary file.

Reference framework: Regulation (EU) 2016/679 (GDPR) on the movement of personal data and Directive (EU) 2015/849 as prevention context, where relevant.

  • Cross-checking contracts and supporting records
  • Review of cross-border context
  • Identification of outstanding documentation